Clinical Research

Clinical research activities that fall under this definition of non-federal Sponsored Clinical Trials all route in SAGE and are processed by the Clinical Trials Office (UW CTO).

Have questions about a non-federal clinical trial agreement or amendment? Contact the UW Clinical Trials Office at uwcto@uw.edu.


Information here defines the variety of clinical research, guidance for initiating contract review, and the steps involved in getting clinical research started at the UW.

Contents

Defining Clinical Research

Understanding the types of clinical research helps the University determine which processes, templates, terms, and requirements that apply.

Federally Funded Clinical Trial

Funding for clinical trials is available from federal agencies. This funding may be through federal grant funding or contract. See federal sponsor requirements for more details. Federally funded clinical trials use the organized research F&A rate.

FDA regulated & NIH funded clinical trials have registration & reporting requirements. Information about them must be placed in (CT.gov), these clinical trials are called applicable clinical trials.

Some federal sponsors have specific proposal & award requirements that must be followed. For example .

All UW federally funded clinical trials are reviewed and approved by the Office of Sponsored Programs via SAGE.

Non-Federal Clinical Trials

Review the non-federal clinical trial definition and guidance on facilities & administration rate.


Compassionate Use or Single Patient Emergency Enrollment

Review the UW Human Subject’s Division guidance on Single Patient Emergency or Compassionate Use.

There are two emergency situations that require expedited handling:

  • Compassionate Use
  • Single Patient Emergency Enrollment

New Emergency Care clinical trials: route a non-award agreement eGC1 and include a comment indicating “this includes Emergency Care” enrollment.

Emergency Care Amendment to existing clinical trials: route an Award Modification (MOD) in SAGE for Emergency Single Patient or Compassionate Use enrollment. Include a comment to OSP indicating this MOD is for “Emergency Single Patient Enrollment” or “Compassionate Use Enrollment”. OSP will expedite review & handling of the request.


Getting Started

Clinical research agreements will often have two eGC1s, one for the pre-clinical confidentiality/non-disclosure agreement (CDA/NDA) and another for the study/trial agreement. We recommend using the y before submitting an eGC1 for the clinical trial agreement. Using the 鈥淩G鈥 prefix from the RedCap submission in your eGC1 short title to help link up records.

Have questions about a non-federal clinical trial agreement? Contact the UW Clinical Trials Office: uwcto@uw.edu.

Pre-Clinical Confidentiality Agreement eGC1

Most sponsors involved in clinical research projects require a confidentiality agreement (CDA) before sharing protocols or other proprietary information.

When a sponsor asks you to enter into a CDA before the clinical study/trial agreement is set up at the UW, you need to follow the UW鈥檚 . Make sure to attach the sponsor’s CDA and on the eGC1, select the Sponsored Program Activity Type (SPA): Clinical Trial: Non-Federal (including industry sponsors).

If the sponsor wishes to enter into a Master CDA, follow the After-the-Fact eGC1 Process instructions.

If you need a confidentiality agreement, review the . Using a UW approved agreement can speed up OSPs review process.

Review more information:

Clinical Trial/Study Agreement eGC1

Select the application type

  • Does the agreement include funding? Select Application Type: [New] and [After-the Fact] on the eGC1
  • No funding included? Agreements that do not include funding but the external party is providing a drug or device, route an eGC1 and select Non-award Agreement [New] or [Continuation].

Information to include with your eGC1:

  • Draft clinical trial agreement.
  • Draft clinical trial protocol.
  • Draft informed consent form (if available).
  • eGC1 short title must include the RedCap identifier number that includes the prefix 鈥淩G鈥.
  • Correct F&A rate used, if funding involved.
  • The F&A rate for non-federal clinical trials is 35%. Some non-profit sponsors may have established rate policies that the UW recognizes.
  • Sponsor/CRO contact information.
  • SFI Disclosures 鈥 All investigators need to be listed on the eGC1 and complete their SFI disclosures via the
  • If there is already a CDA, make sure to include the CDA eGC1 number on this clinical trial eGC1.
  • All new non-federal sponsored trials using CTO Central Budget Development/Negotiations services must follow these instructions for REDCap & Additional Information section in SAGE.

Advance Spending

After the clinical trial/study agreement eGC1 is approved in SAGE, you will not yet have an Award created in Workday. However, your project may be eligible for Advance Spend.

Review the SAGE Advances Overview. Getting an Advance set up in Workday will allow spending for start up costs before the award is finalized. It also helps if you need external IRB review or external vendor coverage analysis and have to provide HSD and/or CTO with a UW Worktag.

IRB Review & Fees

Human subjects research conducted by UW researchers must be reviewed by an Institutional Review Board (IRB). Industry sponsored clinical research involving human subjects is reviewed by one of the following external IRBs:

  • An independent IRB such as WCG IRB or Advarra
  • The Cancer Consortium IRB (CC-IRB) operated by Fred Hutchinson Cancer Research Center (FHCRC)

IRB review fees and an HSD administrative fee may need to be included in the budget.

Review the UW Human Subjects Division information on:

Significant Financial Interest (SFI) Review Complete

The Office of Research must review disclosures for Financial Conflict of Interes before funding can be released and spending can begin. The Office of Research also will determine if a conflict management plan is required.

PI signature on Clinical Trial/Study Agreements

For all clinical trial/study agreements, the PI is responsible for the conduct of the trial, including ensuring that the consent form, clinical trial agreement, and trial budget are consistent with each other regarding who is paying for what (procedures, subject injuries), and who will have access to the identifiable data.

Once the agreement is finalized, the PI must sign the agreement as 鈥渞ead and understood鈥 ahead of the UW Authorized Signature. The PI is representing that the final contract language is consistent with the approved consent language, among other terms set out in the agreement.

PIs are not authorized to sign on behalf of the 糖心原创.

Master Clinical Trial Agreements

The 糖心原创 has Master Clinical Trial/Study & Confidentiality Agreements with many companies and Contract Research Organizations (CRO). Review the list.

Need to request a Master Agreement? Review instructions for the After-the Fact Process.

Abandoned Trials or Studies

From time to time, a trial or study is abandoned after start-up costs have been incurred. This happens when we are selected as a site but either the sponsor does not move forward, the UW chooses not to be a site after all, or some other reason prevents us from moving forward.

Depending on what stage a clinical research award is in when it is abandoned, there are different steps you need to follow to be reimbursed by the sponsor.

Steps to Secure Sponsor Payment for Abandoned Clinical Research

If abandoned after an ASR is created and still with OSP:

  • Ask OSP reviewer to return the ASR because it is being abandoned and to discontinue any negotiations.
  • Attach an email or letter from CRO or sponsor indicating the amount to be reimbursed and this commitment is from an authorized individual with CRO or sponsor.
  • Link a SAGE Budget with minimal information and a 鈥$0鈥.
  • List the anticipated reimbursement amount in the ASR.
  • Return to OSP.

If abandoned on an unprocessed ASR (not set up in Workday):

  • Ask the current assigned reviewer in SAGE to return the ASR because it is being abandoned and to discontinue any negotiations.
  • Attach an email, letter, or Agreement from CRO or sponsor indicating the amount to be reimbursed and this commitment is from an authorized individual with
  • CRO or sponsor.
  • Link a SAGE Budget with minimal information and a 鈥$0鈥.
  • List the anticipated reimbursement amount in the ASR.
  • Return ASR.

If abandoned before an eGC1 has been created but expenses have been incurred:

  • Route an ATF eGC1.
  • Attach an email, letter, or Agreement from CRO or sponsor indicating the amount to be reimbursed and this commitment is from an authorized individual with
  • CRO or sponsor.
  • Award Setup Request will be created and returned to campus for completion.
  • SAGE Budget section: indicate total reimbursement amount, no budget needed.

Agreement Amendments

Changes to a clinical trial agreement do not require another eGC1.

Submit a Modification request following the guidance available for Award Changes on Industry Sponsored Clinical Trials.

Remaining Balance on Clinical Trial Award?

Review GCA guidance on